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Private Placement Memorandums (PPM)
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Regulatory D Services

The Offering Process - Step by Step:

One of the most critical areas of the website is the offering process section. We guide registered users through every step of the process, from the very first stages of completing the disclosure memorandum, to opening the escrow account, to filing the Form D with the SEC, to marketing and selling your Regulation D Offering. Our step-by-step process information includes very detailed instructions and presents the information in an easily understood context and format. Of course, any questions not answered on the website can be answered directly by our securities specialists on the included offering support line.

Pre-Offering Support:

One of the more important areas is the pre-offering support area. This area deals with issues such as which Regulation D Offering program to use, how much of your company's stock should be sold, stock pricing, essential materials needed, business plan analysis, setting corporate share structure, and tips for revising your current business plan to interact with the Regulation D Offering.

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Private Placement Memorandum and SEC Filing Document Downloads:

Professionally prepared by a securities attorney, our document templates are designed to be customized and completed by individuals with little or no experience in securities or private securities offerings - yet are sophisticated enough for use by Fortune 500 companies. All sections requiring customization and changes are highlighted in red type and we also have a Memorandum Preparation Assistance section that guides you page-by-page through completing and customizing the offering memorandum.

Regulation D, Rule 504 Corporate Disclosure Memorandum: includes all pertinent corporate disclosures and Federal SEC disclosures, Rule 504 exempt disclosures and restrictions, risk factors by industry, use of proceeds, management disclosures, dilution calculations, current stock allocations, SEC stock transfer restrictions & disclosures, investor subscription agreement, investor suitability questionnaire, and more.

Regulation D, Rule 506 Corporate Disclosure Memorandum: includes all pertinent corporate disclosures and Federal SEC disclosures, Rule 506 exempt disclosures and restrictions, risk factors by industry, use of proceeds, management disclosures, dilution calculations, current stock allocations, SEC stock transfer restrictions & disclosures, investor subscription agreement, investor suitability questionnaire, and more.

Small Corporate Offering Registration (SCORE) / U-7 Disclosure Format: includes the SEC U-7 disclosure document that is the standard disclosure format for the SCORE program, subscription agreement, investor suitability questionnaire.

SEC Form D Federal Compliance Filing: the 8 page SEC Federal compliance filing, completion instructions, filing address, and related filing timeframe.

The Private Placement Memorandum Preparation Assistance Section:

This important section of the Registered Users Website guides our customers line-by-line through the customization and completion of the Private Placement Memorandum document. The instructions are very detailed, easily understood, and provides our customers with the capability to produce a sophisticated customized PPM document for their transaction. The quality level of our PPM documentation is equal to that of any dedicated securities specialist or investment banker - at a substantially reduced cost.

Offering Support Assistance - Support Telephone Line & E-mail:

Even with the ease of use and generous amount of information inherent in the Capital X Ventures website, we understand that you will have questions or concerns that need to be answered as you structure and sell your offering. Capital X Ventures offers its registered users a personalized support line via telephone or e-mail that is staffed by a knowledgeable securities specialist that can answer any questions you may have during the entire offering process.

SEC and Corporate Resources

We also provide links to SEC, business, and local State resources for the business owner and entrepreneur that will assist you in effectuating a successful Regulation D Offering. Our resource contacts cover such items as getting listed as a public company on a trading exchange, the resale of Regulation D private securities by investors, investor matching specialists, and business consultants that specialize in private growth companies.

Links and Contact information to State Regulators - "Blue Sky" Compliance:

When a company sells securities privately, it must comply with not only the Federal regulations, but also the State regulations for the resident state of the individual investor. These State regulations are called "Blue Sky" laws and typically consist of filing a few simple disclosure documents with the State regulator. The most time consuming part about Blue Sky laws used to be locating the proper person to assist you in each State. The Capital X Ventures website includes links to contact information for every State regulator in the United States, Mexico, and Canada. We make it easy to comply with the Blue Sky regulations by providing all necessary contact information and by providing support for the completion and submission of any State filings.

State "Blue Sky" Compliance Filing Assistance:

Any questions regarding the completion of State Blue Sky compliance documents can be answered by our support staff. We are very familiar with the documentation and filings required by the individual States. This provides a substantial cost savings compared to calling an attorney or other specialist for questions regarding State filing matters.

Post Offering Support:

So you have sold your company's stock to investors - now what? The Capital X Ventures website will help you maintain good relations with your new investors by providing strategic insight into developing solid communication and interaction with your investor base. As always, any questions not answered by the information in the website can be answered by one of our securities specialists.

The Capital X Ventures interactive website and support service provides every resource a company needs to structure and market a Regulation D Offering. The process is streamlined, efficient, and most importantly effective. It is the most comprehensive service available.